Advisory Director - Financial Services - Regulatory Compliance


Company:: PricewaterhouseCoopers LLP
(View company profile)
Location:: New York, NY
Job Type:: Full Time
Category:: Retail Banking, Corporate Banking, Asset Management


Posted:: 5/19/2013

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Job Description

The Financial Services industry is operating in a challenging environment due to global economic pressure, increasing regulatory demands and capital requirements as well as significant operational and technology changes. Our growing Financial Services Advisory practice provides management, technology and risk consulting services to help major financial institutions around the world respond to their most complex business challenges. The Financial Services Advisory practice is composed of three industry sectors: Asset Management, Banking & Capital Markets and Insurance.

Our Risk & Regulatory consultants help clients understand and address their enterprise risk and regulatory profile. This high performing team advises clients on the overall management and performance of their business, with a focus in compliance management, business continuity, risk and governance, and treasury management.
Position/Program Requirements
Knowledge Preferred:

Demonstrates proven expertise and success compliance-related consulting engagements within a top consulting or accounting firm, including:
- Development of client-focused solutions based on understanding strategy, operations and management in a number of functional areas of corporations and organizations.
-Corporate compliance including: developing and assessing corporate compliance programs, constructing, monitoring and auditing programs, managing internal risk assessments and/or investigations, working with an organization's senior management team to integrate compliance controls into the scope of existing business practices, developing and delivering compliance training, and developing and/or managing incident management systems.
- Proven record of acquiring and managing engagements within a top tier consulting firm effectively integrating the areas of governance, risk and compliance.

A completed and obtained graduate level degree is preferred (i.e. Juris Doctor, Masters of Business Administration, Masters of Public Health).

Skills Preferred:

Demonstrates proven expert-level abilities and success advising clients on compliance and regulatory issues, including:
- Assessing compliance risks and controls,
- Developing and implementing compliance supervisory and control solutions,
- Assisting with the response and/or remediation associated with regulatory actions.
- Identifying and addressing client needs: developing and sustaining deep client relationships using networking, negotiation and persuasion skills to identify and sell potential new service opportunities; preparing and presenting complex written and verbal materials; and defining resource requirements, project workflow, budgets, billing and collection.
- Leading teams to generate a vision, establish direction and motivate members, create an atmosphere of trust, leverage diverse views, coach staff, and encourage improvement and innovation.

Minimum Years of Experience Necessary:

10

Minimum Degree(s) and Certification(s) Required:

Bachelor of Science or Bachelor of Arts degree required.

-Travel requirements: 60%-80%

Company Description

Are you interested in the opportunity to work for an industry-leading company that services Fortune 500 companies, and will give you the experience and exposure you need to build your career? If you are, then PricewaterhouseCoopers (PwC) network of firms is the firm for you. PricewaterhouseCoopers LLP (PwC) is well placed to help clients meet the challenges and opportunities of the US marketplace in the areas of assurance, tax, and advisory. We offer the perspective of a global network of firms combined with detailed knowledge of local, state and US national issues. More than 163,000 people in 151 countries across our network share knowledge, experience and solutions to develop fresh perspectives and deliver practical advice.

At PwC, you will be part of a learning culture, where teamwork and collaboration are encouraged, excellence is rewarded, and diversity is respected and valued. We offer a flexible career progression model that allows for a variety of challenging opportunities throughout your career. We provide unparalleled coaching, mentoring, and career development programs; global opportunities; and state of the art technology-driven methodologies to help you provide quality service to our clients.

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