Registered Rep - Back Office Job


Company:: THE BANK OF NEW YORK MELLON CORPORATION
Location:: Uniondale, NY
Job Type:: Full Time
Category:: Asset Management

Yrs of Exp:: 1 to 2 years
Posted:: 2/12/2013

Related Jobs

APPLY NOW

Job Description

Registered Rep - Back Office (Job Number: 1214062)

Description

Responsible for making sure that all work is properly prioritized and triaged to appropriate departments for processing. Must maintain a detailed understanding of the brokerage industry in general, and equities, options, fixed income and mutual funds specifically. Monitors all incoming correspondence, account applications, checks, transfer forms, certificates, etc. to ensure that paperwork is in good order and is processed in accordance with Federal, State, IRS, FINRA regulations to which the Firm is subject. Interacts with customers and Advisors on both basic and advanced levels, regarding account information, procedures, systems and products. Provides the highest level of customer service to both internal and external clients and responds to inquiries in an accurate, professional and efficient manner. Researches and responds to customer complaints including regulatory issues and handles all outgoing correspondence.

Qualifications

* Undergraduate degree or related experience, minimum of 1 year financial industry experience required.
* FINRA Series 7 and 63 required or must be willing to obtain within first 120 days of employment.
* Ability to work well under pressure and meet strict deadlines, excellent verbal and written communication, interpersonal, and organizational skills.
* PC literacy a must.

EFC:AM

Primary Location: United States-USA-NY-Uniondale

Internal Jobcode: 08191

Job: Investment Management

Organization: BNYM AM Operations-HR06143

APPLY NOW