Advisory Manager - Financial Services - Regulatory Compliance


Company:: PwC
Location:: New York City, NY
Job Type:: Full Time
Category:: Retail Banking, Asset Management


Posted:: 1/30/2013

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Job Description

The Financial Services industry is operating in a challenging environment due to global economic pressure, increasing regulatory demands and capital requirements as well as significant operational and technology changes. Our growing Financial Services Advisory practice provides management, technology and risk consulting services to help major financial institutions around the world respond to their most complex business challenges. The Financial Services Advisory practice is composed of three industry sectors: Asset Management, Banking & Capital Markets and Insurance.

Our Risk & Regulatory consultants help clients understand and address their enterprise risk and regulatory profile. This high performing team advises clients on the overall management and performance of their business, with a focus in compliance management, business continuity, risk and governance, and treasury management.
Position/Program Requirements
Knowledge Preferred:

Demonstrates proven knowledge and success with managing compliance-related consulting engagements within a top consulting or accounting firm, including:
-Development of solutions related to strategy, operations and management in a number of functional areas of corporations or start up companies.
-Corporate compliance, including developing, analyzing and assessing corporate compliance programs; constructing, monitoring and auditing programs; managing internal risk assessment and investigations, collaborating with organization management to integrate compliance controls into the scope of existing business practices; developing and delivering compliance training, and managing incident management systems.
-Management of multiple, complex projects and direct medium to large staff teams.

A completed and obtained graduate level degree is preferred (i.e. Juris Doctor, Masters of Business Administration, Masters of Public Health).

Skills Preferred:

Demonstrates proven extensive abilities and success with leading client-facing consulting teams, including:

- Communicating with external clients and internal staff in an organized and knowledgeable manner.
- Leveraging project management and project facilitation skills, especially with leading and facilitating teams and developing client proposals.
- Identifying and addressing client needs: building, maintaining, and utilizing networks of client relationships and community involvement; communicating value propositions; managing resource requirements, project workflow, budgets, billing and collections; and preparing and/or coordinating complex written and verbal materials.
- Developing risk management programs, including risk monitoring and reporting, risk assessment and prioritization, and the facilitation of the definition of an organization's risk appetite and risk tolerance in alignment with their organization's strategy.

Minimum Years of Experience Necessary:

7

Minimum Degree(s) and Certification(s) Required:

Bachelor of Science or Bachelor of Arts degree required.

-Travel requirements: 60%-80%.

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