Compliance Analyst


Company:: Cadaret, Grant & Co., Inc.
Location:: Syracuse, NY
Job Type:: Full Time
Category:: Accounting

Yrs of Exp:: 2+ to 5 years
Posted:: 2/2/2013

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Job Description

This position will be responsible for monitoring client account activity, reviewing trade transactions, handling certain authorization processes, and providing analysis and regulatory reports in accordance with supervisory control procedures. This position also participates in the due diligence process for alternative investments. Candidates must have a Series 24 securities license. A bachelor's degree along with 3-5 years of industry experience, or equivalent combination of education and experience, is required.

About us:

Located in the heart of downtown Syracuse, Cadaret, Grant may be the environment and career opportunity you're seeking.As an independent broker/dealer, Cadaret Grant offers operational services to financial advisors by providing professional resources, technology, and customized assistance. We are a home to a staff of more than 120 employees servicing approximately 900 financial advisors who are located across the country. Our services offer financial advisors the ability to focus on working with their clients and the freedom to offer a broad range of investment options.

We offer competitive salaries and a comprehensive benefits package for full-time employees. Resumes should be forwarded to hr@cadaretgrant.com. For more information on career opportunities, please visit our Web site at www.cadaretgrant.com.

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